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- From: zeleny@husc10.harvard.edu (Michael Zeleny)
- Newsgroups: sci.math,sci.logic
- Subject: Re: The Continuum Hypothesis: Must it be {True or False}
- Summary: yes
- Message-ID: <1992Dec24.161747.18827@husc3.harvard.edu>
- Date: 24 Dec 92 21:17:44 GMT
- References: <1992Dec11.162239.8548@cadkey.com> <1992Dec14.200024.6435@nas.nasa.gov> <1992Dec24.034938.11339@smsc.sony.com>
- Organization: The Phallogocentric Cabal
- Lines: 254
- Nntp-Posting-Host: husc10.harvard.edu
-
- In article <1992Dec24.034938.11339@smsc.sony.com>
- markc@smsc.sony.com (Mark Corscadden) writes:
-
- >In article <1992Dec14.200024.6435@nas.nasa.gov>
- >asimov@wk223.nas.nasa.gov (Daniel A. Asimov) writes:
-
- DAA:
- >>Do people buy this, that FLT must be {true or false}, regardless of
- >>whether it is provably true or false (i.e., decidable)?
- >>Dan Asimov
-
- MC:
- >In email, Dan suggested using the phrase "having determinate truth-value"
- >to say that a proposition must be {true or false}, regardless of whether
- >it is provably true or false.
- >
- >I'll shorten this, simply saying that such a proposition is "determinate".
- >
- >To answer Dan's question, I buy - beyond any doubt - that FLT is
- >determinate. On the other hand I can't convince myself that CH (the
- >Continuum Hypothesis) is determinate, but at the same time I can't
- >find any necessary reason to believe that CH is indeterminate either.
- >
- >Thinking about the difference between FLT and CH, I came up with a
- >sufficient (to me) condition that a statement be determinate, though
- >I have no reason to think that this condition is necessary. This
- >condition is described below along with the rationale behind it. Does
- >anyone recognize the condition below as matching something they've seen
- >elsewhere, perhaps in a different context? Any feelings about whether
- >you agree with me that this really is a sufficient condition for a
- >statement to be determinate?
- >
- >Roughly put, the condition says, "If you are talking about objects which
- >can be completely identified by asking finite questions concerning them,
- >and if you are using only properties defined in terms of such questions
- >and the usual quantifiers, then any statement you make is determinate."
- >A more precise formulation is given below.
- >
- >Most important of all, can anyone present an example of a proposition
- >which does *not* satisfy the condition below, along with an argument
- >that their proposition is nevertheless determinate? How about a
- >proposition that does satisfy the condition, along with an argument
- >that said proposition is indeterminate?
- >
- >To talk about this you need to use some framework, so I'll use ZFC set
- >theory which is a pretty well-known framework. The discussion doesn't
- >seem to require anything more than naive set theory, but it should always
- >be possible to explicitly ground this stuff in ZFC if the extra precision
- >is necessary for some reason.
- >
- >My condition says in part that your mathematical object must be completely
- >identified by some class of finite questions having finite answers; call
- >these specific questions the *basis* questions. By Godel-numbering the
- >basis questions and by expanding the set of questions in a mechanical way,
- >you can transform the questions into non-negative integers and the answers
- >can be limited to {yes , no} without loosing any generality. Let X be the
- >set of objects concerning which you wish to make determinate statements,
- >and let F(x) give, for each object x, the answer to any *basis* question
- >which can be asked concerning x. Then my condition begins with these two
- >requirements:
- >
- >(1) "F(x) provides the answers to all basis questions about x."
- > There is a set X and a function F that assigns to each x in X
- > a map F(x): N -> {yes,no}, where N is the set of non-negative
- > integers.
- >
- >(2) "The basis questions completely describe any given object."
- > The identity of x (an element of X) is completely determined
- > by the map F. That is, the function F is injective (1-to-1).
- >
- >Now create a universe of discourse U by adjoining to X a copy of the natural
- >numbers N. Use the two atomic predicates A(n,m,p) (meaning n+m=p) and
- >M(n,m,p) (meaning n*m=p) to allow you to talk about basic properties of
- >the natural numbers. Then add one additional atomic predicate P(n,x) for
- >use in talking about the original objects from the set X. The meaning of
- >P(n,x) is:
- >
- > n is a natural number
- > x is an object from the original set X
- > F(x) maps n to "yes".
- >
- >Then my sufficient (and possibly necessary???) condition that a statement
- >be determinate ends with this third and final requirement:
- >
- >(3) The statement can be expressed using the atomic predicates above, along
- > with the usual quantifiers and logical connectives.
- >
- >
- >I can't prove that this is a sufficient condition for a statement to be
- >determinate, but then again I can't imagine a counterexample that meets
- >the conditions above and yet can be argued to be indeterminate. I would
- >love to be floored by someone with a nice counterexample.
- >
- >Also I can't think of any examples that don't meet the conditions above
- >and yet seem to me to be determinate of necessity, but again I'd love to
- >be floored by a nice example. Actually in this case, what is really needed
- >is a broad class of statements all of which are determinate even though
- >the conditions (1) - (3) are not in effect. (Isolated statements which
- >are determinate can always be manufactured by "ignoring" interesting
- >properties and saying something trivial.)
- >
- >Note that my conditions (1) - (3) immediately force me to believe that
- >all statements which can be made about natural numbers using the usual
- >language of elementary number theory are determinate, which trivially
- >includes FLT. For those who took the time to follow all this so far
- >but find it a bit abstract, here is an important example where the
- >universe of discourse has cardinality greater than that of N, the set
- >of natural numbers.
- >
- >Let the (primary) universe of discourse, X, be the set of all *subsets*
- >of N. Actually this example is the one that guided me when I invented
- >the conditions (1) - (3). When I visualize a generic subset of natural
- >numbers I can picture it as a series, for example
- >
- > { 3, 4, 7, 12, 13, 17, 24, 27, 28, ... }.
- >
- >This mental image of a generic subset of natural numbers is "complete"
- >to me - in the sense that *any* specific issue that is relevant to the
- >identity of such a subset must be settled by the contents of the mental
- >image at *some* point, if the image is extended far enough; and there is
- >nothing that prevents me from imagining that the image can be extended
- >(in principle) to any degree that is necessary.
- >
- >After thinking about this, I decided that you could capture the essence
- >of what is going on above by saying that you have a certain type of question
- >which you can ask about a given subset of N, namely this type of question:
- >
- > is 0 in the subset?
- > is 1 in the subset?
- > is 2 in the subset?
- > is 3 in the subset?
- >
- >and *anything* that is relevant to the identity of such a subset must
- >be addressed by one or more questions of this type. Another important part
- >of the intuition I was trying to capture was that any element of a mental
- >image I might have that is truly clear should be something that I can
- >express to another person - which requires the ability to provide a
- >finite description of some kind.
- >
- >Getting back to the example, the universe of discourse U consists of all
- >*subsets* of N, with the *elements* of N thrown in for good measure. The
- >meaning of the atomic predicate P(n,x) is, "the number n is a member of
- >the subset x". Then you immediately have the following kinds of statements
- >which are all determinate:
- >
- > for all x, 0 is a member of x (false)
- > for all x, if 0 is in x then 1 is in x (false)
- > there is an x such that 0 is in x (true)
- >
- >In addition, you can define "x is a subset of y" using the open sentence:
- >
- > for all n, if n is a member of x, then n is a member of y
- >
- >so any statements which are built up out of quantifiers and the relation
- >"subset of" will also all be determinate. I wonder whether the predicate
- >"n is an element of x" is really sufficient to allow you to say a broad
- >class of interesting things about this universe of discourse, though.
- >If not, then all propositions may turn out to be determinate simply because
- >you can't state any of the interesting propositions under these restrictions.
- >I know too little about this particular universe of discourse to venture
- >an opinion - as far as I know it is not studied for its own sake by
- >anyone. Contrast the universe of discourse consisting of N itself, which
- >has been heavily studied for its own sake. I believe that having just the
- >two atomic predicates A(n,m,p) and M(n,m,p) is sufficient to allow you to
- >form the interesting propositions concerning N, but I really don't know
- >much about this particular kind of foundation issue.
- >
- >Anyway, there are consequences of using my conditions (1) - (3) that seem
- >very arbitrary and bizarre to me, namely the limit on the cardinality of
- >the set X (the primary universe of discourse). The condition (2) that F
- >be injective implies that the cardinality cannot exceed the cardinality
- >of the continuum. The example where X = "the set of all subsets of N" has
- >an F which is also surjective (onto) so it represents a universe of maximal
- >cardinality. It seems odd to me that having *all* (quantified) statements
- >be determinate would require this peculiar restriction on the cardinality
- >of the universe of discourse, but I don't have any good example in hand of
- >a larger universe where indeterminate statements cannot be formed
- >regardless of how quantifiers and some interesting set of atomic predicates
- >are used.
- >
- >Oh well, this question of the "determinateness" of mathematical statements
- >seems very, very, important to me. Which types of statements are
- >determinate? Why? And yet I know that a lot of people with extreme
- >beliefs in one direction or the other will see most of my discussion
- >as meaningless.
- >
- >Are there people out there who share my feelings about how important
- >the question of determinateness is, and understand what is troubling me
- >well enough to provide insight? Even if they think that my concerns are
- >ultimately misguided? And does anyone recognize my conditions (1) - (3)
- >as being equivalent to something else that they are already familiar with
- >which comes up naturally in conjunction with logic or determinateness?
-
- Well, I do not see this discussion as terribly meaningful, because it
- opens more questions than in purports to settle. But instead of
- criticizing the above points, I sdhall lay down some observations.
-
- FLT is a \Pi^0_1 sentence. In any first-order, or otherwise complete
- theory, undecidability of a \Pi^0_1 sentence requires that it be false
- in some models of the theory, but true in others; for otherwise by
- semantic completeness it would have been provable or refutable,
- according as it were valid or contradictory. The question of truth
- reduces to whether the sentence can be false in a standard model, --
- iff not, it is by definition true. Now, by Tarski's definition of
- satisfaction, falsehood in the models of the theory depends on the
- existence therein of a witness set for the \Sigma^0_1 negation of the
- original sentence; but in case of an arithmetical sentence, these
- witnesses must be the integers. If they are standard integers, then
- they have names in the language of the theory, and therefore the
- original sentence receives an explicit refutation in the latter, in
- contradiction to the hypothesis of undecidability. On the other hand,
- if all the witnesses in all the relevant models are *non-standard*
- integers, then _a fortiori_ the proposition in question is true in all
- standard models, and so true _simpliciter_, albeit not valid. Hence,
- if a \Pi^0_1 sentence is undecidable in a semantically complete theory
- of Peano Arithmetic, wherein provability is coincident with validity,
- then it is _ipso facto_ true.
-
- On the other hand, in second-order PA, all models are standard by
- categoricity; in other words, the adoption of a full strength
- induction axiom allows us to characterize the integers up to
- isomorphism. But then the completeness argument, as distinct from
- soundness alone, is likewise inapplicable for standard second-order
- semantics. (All we can get is that undecidability in second-order PA
- entails falsehood in a faithful (satisfying AC and every instance of
- comprehension) Henkin model. Henkin semantics is non-categorical, and
- generally is equivalent to the case of many-sorted first-order logic,
- so I think that the first-order situation is recapitulated in this
- case.) But the moral of this story is that there is a critical
- difference between undecidability in a first-order theory, which by
- L\"owenheim-Skolem theorems cannot characterize infinite structures up
- to isomorphism, and a higher-order theory, which can do so.
-
- Thus the Continuum Hypothesis is independent of first-order ZFC;
- however ZF^2, which assumes a second-order version of Replacement, is
- known to settle all set-theoretic question for sets up to the rank
- \kappa, the first inaccessible cardinal, -- alas, it is not known
- which way they are settled. But one thing I would emphasize, is that
- to strive for certainty by rejecting all higher-order arguments, is
- tantamount to losing conceptual certainty in the very same matters
- which allow one to define first-order semantics. For instance, the
- concept of finitude is not fixed in any first-order language, because
- of the above considerations.
-
- >Mark Corscadden
- >markc@smsc.sony.com
- >work: (408)944-4086
-
- Some discussion of the concepts used in my argument will be found in
- Stewart Shapiro's _Foundations without Foundationalism_, Oxford, 1991.
-
- cordially,
- mikhail zeleny@husc.harvard.edu
- "Nothing can be said truly of what does not exist."
-