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- Disk Interfaces for the High End
- PC Tech Journal - v7 n2 p76 February 1989
- by Peter G. Aitken
-
- ---------------------------------------------------------------------------
-
- A 25-MHz, 80386-based system without the right peripheral interface is just
- a fast machine spinning its wheels. Two hard-disk interfaces, ESDI and
- SCSI, keep pace with today's high-end machines. You can get ahead of
- yourself more quickly in computing than most any field. No sooner do you
- upgrade one component in your system--just to keep stride with the
- industry--when another appears miserably slow by comparison. So it goes.
-
- When the IBM PC/XT was introduced in 1983, its 10MB 100-millisecond hard
- disk was a marvel of technology, with unheard-of storage capacity and
- speed. The hard disk connected to the PC's 8-bit bus (which ran at a
- "blazing" 4.77 MHz) via the popular ST-506 hard-disk interface developed by
- Al Shugart of Seagate Technologies.
-
- Technology has progressed such that ST-506 no longer keeps pace with
- high-end systems. Two interface standards have supplanted ST-506: the
- enhanced small device interface (ESDI) and the small computer systems
- interface (SCSI). Both are considerably faster, and each has
- characteristics that recommend it for certain configurations.
-
- During its tenure, ST-506 was more than adequate for the job. In fact, the
- ST-506/disk combination transferred data much faster than the computer
- could process them. This forced hardware designers to reduce the hard
- disk's data-transfer rate by formatting it with an interleave factor of 6,
- thereby synchronizing the transfer rate with the host system's processing
- speed. The effective transfer rate was approximately 85KB per second
- (KB/s).
-
- Computer hardware engineers simply have a penchant for making things go
- faster. They soon produced faster (and larger) hard disks, with typical
- access times of 40 ms, and faster computers--the PC/AT came out of the gate
- in 1984 running its 16-bit bus at 6, then 8 MHz. Yet, the ST-506 interface
- was still up to the task, achieving data-transfer rates of about 165 KB/s
- in an AT, roughly double that in an XT.
-
- Enter the 80386 in 1986 and, not long after, a rush of 20- and 25-MHz
- computers, with hard-disk access times in the teens of milliseconds. Now
- an ST-506 interface creates a serious data flow bottleneck because its
- maximum data-transfer rate is significantly slower than the throughput
- capacities of the disk and the computer. Some manufacturers enhance ST-506
- performance with faster transfer speeds and run length limited (RLL) data
- encoding to increase data density on the disk. Nevertheless, inherent
- ST-506 limitations (primarily its slow transfer rate) make enhancing its
- performance impossible for today's high-end systems.
-
- Not surprisingly, 1986 also saw the establishment of ESDI and SCSI.
- Together, they have almost completely displaced ST-506 as the interface of
- choice for network file servers and other high-performance applications.
- Most high-end PC systems are available with ESDI controllers as standard
- equipment, and many vendors offer both ESDI and SCSI hard-disk systems as
- upgrade units.
-
- These two interfaces are superior to ST-506 primarily in their high
- transfer rates--about an order of magnitude faster. The maximum
-
-
-
-
-
-
-
- data-transfer rate of a hard-disk system is limited by the rate that data
- pass the read head, which is a function of two factors: rotation speed and
- recording density. All 5.25-inch hard disks rotate at 60 revolutions per
- second. ST-506 disks use 512 bytes per sector and 17 sectors per track.
- The result is a best-case transfer rate of (60*512*17*8) or 4,177,920 bits
- per second. Higher rates can be obtained by increasing either the sectors
- per track or the sector size. However, ST-506 is further limited because it
- is designed to transmit data at 5 megabits per second. With transmission
- rates of 10 megabits per second and higher, ESDI and SCSI can exploit
- higher recording densities.
-
- The ESDI specification describes the electrical and physical interface
- between a disk controller and an external-storage device, as shown in
- figure 1. ESDI covers neither the communications between controller and
- host system nor the details of recording data on the external device.
-
- In contrast, SCSI defines a system bus for data transfer between a host
- system and several external devices, each with its own controller (see
- figure 2). Besides the electrical and physical characteristics of this
- bus, the SCSI specification defines a set of commands through which devices
- on the bus communicate with each other. Like ESDI, SCSI leaves open the
- details on both ends of the connection--how host software communicates with
- the SCSI adapter and how the individual controllers implement the commands
- they read from the bus.
-
-
- CONTROLLING WITH ESDI
- The ESDI specification merges three narrower specifications: the enhanced
- small disk (magnetic) interface, the enhanced small tape interface, and the
- enhanced small disk (optical) interface. As an ANSI draft standard, it is
- circulating for comment before final approval.
-
- ESDI interfaces the computer's bus to a specific hardware device, which can
- include magnetic tape, optical hard disks, printers, and
- host-communications adapters, as well as magnetic hard disks (considered
- here). Controller circuitry is located on the host adapter, which is either
- on a circuit board plugged into an expansion slot or incorporated onto the
- system board. One controller board controls as many as seven disk drives.
-
- Physical connections between controller and drives consist of two cables
- that carry data and control signals. A 20-conductor data cable is
- connected radially, a separate cable going to each drive; a 34-conductor
- control cable is daisy-chained from drive to drive. Maximum cable length is
- 3 meters. Data are transmitted serially over two pairs of differential
- signal lines, one pair for each direction.
-
- The controller exchanges control and status information with the disk in
- two ways. In the first, the controller activates the appropriate dedicated
- control lines: 15 in the control cable (10 sending requests from controller
- to drive, 5 from drive to controller), plus 5 in the data cable (1 from
- controller to disk, 4 from disk to controller).
-
- In the second, the controller sends command words via the serial command
- data line in the control cable. Some commands request status from the
- disk, which is transmitted serially back to the controller on the
- configuration/status data line. All commands and responses are 16 bits,
- plus 1 parity bit. Only 11 commands are available, two of which request a
- response from the disk (see table 1). Host software never directly issues
- these commands nor sees responses.
-
-
-
-
-
-
-
- Actual data are transmitted serially between controller and drive at the
- rate of the read/write clock (currently specified as 10 MHz). Assuming an
- average 10 bits per data byte (allowing for error correction and address
- data), this produces an effective transfer rate of about 1MB per second
- (MB/s).
-
- The controller specifies the location of data to be read or written by
- physical address consisting of cylinder number, head number, and sector
- number. As shown in table 2, the number of bits and signal lines available
- to specify the various components of the address allows a maximum
- theoretical capacity of one terabyte (1TB--that is, 240 bytes, or 1 million
- megabytes). The limitations of the host system, however, can impose
- different limits on the device. For example, DOS and OS/2 require a sector
- size of 512 bytes, cutting the maximum capacity by a factor of eight, to
- "only" 137GB.
-
- The focus of ESDI is quite narrow. It leaves many details on both sides of
- the controller-disk interface undefined, most importantly, the software
- interface between host and controller. Implementors can choose different
- command structures, so that two ESDI controllers are incompatible at the
- software level. The device drivers, whether in ROM BIOS or in RAM, must
- adapt different devices to an operating system.
-
- For example, the host command structure for the ESDI controller in the IBM
- PS/2 Model 70 (for both 60MB and 120MB disks) specifies disk locations in
- terms of 32-bit logical sector numbers, rather than cylinder, head, and
- sector. The host-controller interface can restructure the drive into
- logical dimensions that differ from the physical ones. More specifically,
- the 120MB disk on the PS/2 Model 70-121 has 920 cylinders, 8 heads, and 32
- sectors per track. DOS, however, reports the disk as having 115 cylinders,
- 64 heads, and 32 sectors per track. Each logical cylinder, therefore,
- contains exactly 220 bytes (1MB), making it easier to specify partition
- sizes in cylinders when partitioning the disk with FDISK.
-
- On the other side of the controller, the ESDI specification does not
- mandate the actual recording methodology, redundancy for error recovery, or
- format of sector address marks. Within the controller itself, the standard
- makes no requirement for buffering or error correction. An original
- equipment manufacturer (OEM) can provide a design for these aspects of the
- disk subsystem. Thus, the range of possible implementations of an ESDI
- disk subsystem is quite broad, with a corresponding spread of performance.
-
-
- SCSI CONNECTIONS
- The SCSI specification, defined by ANSI standard X3.131-1986, grew out of
- the earlier SASI (Shugart Associates System Interface) developed in 1979 to
- connect 8-inch Winchester disk drives to microcomputers. It since has been
- enhanced to control tape drives, printers, coprocessors, and optical disks.
-
- SCSI is not a device interface, but rather specifies the physical and
- electrical characteristics of a bus for interconnecting several
- peripherals, a set of commands for controlling them, and a protocol for
- arbitrating contention and controlling communications among them. The bus
- is a 50-conductor cable that daisy-chains as many as eight devices. The
- maximum length between devices is 6 meters if the cable is wired with
- single-ended signal pairs (one wire of each pair grounded) or 25 meters
- with differential signal pairs (complementary signals on the wires of a
- pair). The current SCSI standard specifies an 8-bit data width within this
- bus; the proposed SCSI II specification expands this to 32 bits (see the
- accompanying sidebar, "SCSI II is Due").
-
-
-
-
-
-
- Each device on the bus is an initiator that makes requests of other devices
- (for example, a host computer), a target that carries out the request (for
- example, a disk drive), or both (for example, a coprocessor that responds
- to the CPU and requests services from disk or memory subsystems). An
- initiator connects to the bus through a SCSI host adapter, which, like a
- device controller, is either plugged into an expansion slot or built onto
- the host system board. Each target device consists of a SCSI peripheral
- adapter, a device controller, and as many as eight peripherals. One SCSI
- bus thus connects a single host to as many as 56 peripherals.
-
- Only two devices can communicate over the SCSI bus at one time. An
- initiator must wait for the bus to be free before taking control; if
- several initiators request the bus simultaneously, the one with the highest
- priority gets it (priorities are fixed at installation time). A
- higher-priority device cannot preempt the bus; the priorities matter only
- in arbitrating multiple requests when the bus is free. In systems with
- only one initiator, the host interface can be configured without this
- arbitration logic.
-
- Once the initiator controls the bus, it establishes communications with a
- target device by means of hardware handshake lines, then gives the target
- control. Thereafter, the target controls the transfer of all data on the
- bus: it requests the commands from the initiator, indicates when it is
- ready to send or receive data or send status information, and frees the bus
- at the completion of the command. In a system with bus arbitration
- enabled, the target can release the bus before the completion of the
- command (for example, during a disk seek), then request the bus, as if it
- were an initiator, when the time-consuming operation ends.
-
- The default data-transfer protocol on the SCSI bus is asynchronous, in
- which the target and initiator exchange a request/acknowledge handshake for
- each byte of data transferred. In this mode, the transfer rate is about 1
- MB/s. Manufacturers can configure devices to support a synchronous protocol
- that sends data bytes at fixed intervals without handshaking; this method
- achieves a rate of 3 to 4 MB/s.
-
- A large portion of the SCSI standard describes the command set that the
- initiator uses to request services from the target. Table 3 lists the
- commands for read/write disk drives. For each type of device, the commands
- divide into four types: mandatory, extended, optional, and vendor-unique.
-
- All SCSI implementations must support mandatory commands. The extended
- command set supports devices of higher capacity and enables
- self-configuring software drivers dynamically to determine the
- characteristics of extended-mode devices. Optional commands add
- functionality but are not required for conformance to SCSI. The standard
- does not specify vendor-unique commands, but manufacturers can define them
- as appropriate.
-
- The data space of a SCSI device is organized logically as a linear array of
- blocks. Data-transfer commands specify a logical block number and the
- number of blocks to transfer. The mandatory set of commands allows 21 bits
- for the block address (about 2 million blocks) and 8 bits for the block
- count; the extended set uses a 32-bit block address and 16 bits for the
- block count. The maximum length of a block is 16MB in the mandatory set
- and 4GB in the extended, yielding theoretical maximum capacities on the
- order of 1012 and 1018 bytes, respectively. The realities of host software
- on one end and peripheral construction on the other limit actual
- capacities. APPLES AND TENNIS BALLS Comparing SCSI with ESDI is like
- comparing apples with tennis balls. SCSI is not a hard-disk controller,
-
-
-
-
-
-
- but rather a bus, with a command set, that connects a computer to the
- actual hard-disk controller located on the peripheral, which
- could--theoretically--be an ESDI controller. The two standards were
- designed for quite different purposes.
-
- When selecting a high-performance, hard-disk system, your choice will be
- between ESDI and SCSI. Hardware specifications, such as data-transfer
- speed, are only part of the comparison. The choice of interface affects
- system design in many other ways.
-
- The maximum data transfer rate of an interface is the fastest rate the
- interface transfers data between the computer and the hard disk under ideal
- conditions--that is, when neither the computer nor the hard disk slows the
- system down. In this measure, ESDI and SCSI are, for all practical
- purposes, equivalent. Current implementations of both operate at 10 MHz,
- or 10 million bits per second (Mbps), which, at 8 bits per byte, translates
- to 1.25 MB/s. Not all of these bytes are user data, however (some are error
- correction code and address marks), so these speeds trans- late into a
- maximum data-transfer rate of just less than 1 MB/s.
-
- Accessing a hard disk involves more than the data transfer itself. The
- interface must translate commands from the operating system or application
- program into signals that control the hard-disk hardware. With ESDI, this
- is a one-step process performed by controller circuitry on the host
- adapter.
-
- SCSI, on the other hand, requires two steps. First, the host adapter
- converts the operating system commands to SCSI bus commands. Then, the
- circuitry on the hard disk converts the SCSI bus commands to hard-disk
- control signals. This SCSI processing overhead gives ESDI the edge in raw
- transfer rate; thus, other factors being equal, ESDI takes slightly less
- time to read or write a given disk file.
-
- SCSI, however, offers its own benefits. Two advantages result from its
- configuration, which places separate controller circuitry directly on each
- hard disk (or other peripheral). For one, the developer can select the
- best controller design for each drive, rather than relying on a generic
- central controller that might not match exactly the characteristics of
- different drives. For another, the data lines between controller and drive
- are less subject to noise because they are so short.
-
- A more fundamental SCSI advantage is that, for a high-level subsystem, it
- has a fair amount of stand-alone intelligence. The command structure
- permits fairly complex transfers between SCSI devices on the same bus, once
- started, to proceed without the host intervening further. Thus, a hard
- disk can be backing up to tape while the computer goes about other
- business; or transfer requests can be given some priority other than
- arrival time, so that a lengthy transfer could be interrupted to perform a
- shorter one.
-
- Another SCSI advantage is that it connects as many as seven targets to a
- single SCSI host adapter. The daisy-chain configuration makes cabling
- relatively simple. Theoretically, any SCSI device can connect to a SCSI
- port; this includes hard disks, tape drives, CD-ROM players, scanners, and
- write-once-read-many (WORM) drives. Devoting one precious expansion slot
- (are there ever enough?) to a SCSI host adapter is an exceptionally
- effective way to maximize the unit's expansion capabilities. If you are a
- real peripheral hog, you can put as many as four SCSI host adapters in one
- system unit.
-
-
-
-
-
-
-
- Although the ESDI specification allows for devices other than hard disks,
- and for connecting as many as seven devices to one controller, all current
- PC implementations are limited to two hard disks (for no particular
- reason).
-
- On the surface, SCSI seems to be the hard-disk interface of choice for all
- systems except single-user configurations in which every iota of hard-disk
- speed is more important than expandability. This conclusion is justified if
- based solely on the idealized specifications and abilities of each
- interface.
-
- Developers and integrators know, however, that a functional system is not
- constructed out of idealized specifications. The realities are what is
- commercially available, how much it costs, which system software it works
- with, and so on. In the real world, an intelligent choice of hard-disk
- interface is more than simply choosing between ESDI and SCSI on the basis
- of design; other factors are involved.
-
- To digress momentarily, the ST-506 interface is relatively simple and has
- been around for many years. Standards have evolved, so when you purchase
- an ST-506, you know exactly what you are getting. One manufacturer's
- ST-506 controller will work with a variety of hard disks--witness the many
- Adaptec, Western Digital, and Xebec controllers that run CDC, Miniscribe,
- Rodime, and Seagate disks in millions of XTs and ATs. With the new
- interfaces, however, a vendor must design an ESDI or SCSI drive integrally
- with its interface.
-
- An ESDI or SCSI hard-disk system consists not only of the host adapter and
- the hard disk; software drivers are also essential components. The sheer
- complexity of ESDI and SCSI makes it tricky for all of this hardware and
- software to work together smoothly.
-
- The software drivers must work smoothly with the operating environment. A
- mass-storage system that works perfectly well with 3Com might not work with
- Banyan because software drivers are not available. For OS/2, BIOS drivers
- burned into on-board ROM are useless; a disk system needs protected-mode
- drivers implemented either in IBM's ABIOS firmware or entirely in software.
-
- Besides the potential problems with systems software, the question of
- compatibility with applications arises, especially disk utilities. No
- problem should arise where these utilities limit disk access to methods
- officially sanctioned by the operating system or at least the BIOS;
- however, programs behave differently. A benchmark that times
- track-to-track access could produce unexpected results if it steps by
- logical tracks and if the logical track does not correspond to a physical
- track. (In the 120MB ESDI disk of the PS/2 Model 70-121, when the software
- driver steps by one track, the read/ write heads move across eight physical
- tracks, understating this aspect of the disk's performance by a factor of
- 8.)
-
-
- MORE TRADE-OFFS
- Various factors give the cost advantage to ESDI. To be specific, three
- fundamental aspects of the SCSI design combine to increase its cost over a
- comparable ESDI installation. One factor was listed above as a SCSI
- advantage: the SCSI intelligence. In the digital world, more intelligence
- means more logic elements, and more logic elements mean more chips, more
- printed circuits, and so on, all of which add to the cost of a system. The
- second factor is a direct result of SCSI being an independent bus rather
- than a device-specific interface. This means that each computer-peripheral
-
-
-
-
-
-
- link contains two separate interfaces, one between the computer's bus and
- the SCSI bus, and one between the SCSI bus and the peripheral controller.
-
- The third factor has to do with internal versus external mounting of
- peripherals. ESDI hard disks are, almost without exception, mounted inside
- the system unit where they share its case and power supply. SCSI hard
- disks can be mounted internally, but external mounting is necessary to take
- advantage of the interchangeability of SCSI peripherals (which is, after
- all, one of its selling points). An external peripheral must have its own
- case and power supply; this adds to the cost.
-
- Planning ahead can impact overall cost effectiveness. For a two-disk
- network file server that will be locked in a closet for the next five
- years, ESDI interface disks may indeed save money. If, on the other hand,
- you are designing networked workstations for a growing firm, spending a
- little more on SCSI now can save money down the road when your client adds
- scanners and optical drives to each station.
-
-
- PROMISES, PROMISES
- In evaluating either interface, deal with the reality of available hardware
- and software and not just with the promise of potential capabilities.
- Fully documented ANSI standards exist for both; however (and this is
- particularly true for SCSI), the standards are very flexible. Different
- implementations can exist, all of which adhere to published standards, but
- none of which is completely compatible with the others.
-
- One of SCSI's strongest selling points is the ability to plug any SCSI
- peripheral into a SCSI host adapter and be off and running. Thus, not only
- can you attach as many as seven target devices to a single SCSI port on
- your PC, but also, theoretically, you can move a SCSI hard disk and its
- data between computers--and not just from PC to PC, but from PC to
- Macintosh, PC to VAX, and so on.
-
- This connection between computers, although true in theory, is not
- necessarily so in practice, for two reasons. First, SCSI buses come in two
- different flavors--single-ended and differential. Second, the command set
- is so loosely defined that any manufacturer can radically redefine it by
- implementing a set of unique commands. You cannot assume that a SCSI
- peripheral from one vendor will function on a SCSI host adapter from
- another vendor.
-
- If you are planning to hang a lot of different peripherals on your SCSI
- port, look for a vendor that supplies not only the host adapter, but all
- the peripherals you need as well. Purchasing all components from one
- vendor minimizes incompatibilities. Price, in this situation, becomes a
- secondary consideration. If you do mix hardware from different vendors, be
- sure to test for compatibility.
-
- Speed improvements are imminent for both interfaces. SCSI chip sets with
- double and quadruple the transfer rate of current hardware are currently in
- the prototype stage, as are ESDI controllers that operate at 15 MHz and 24
- MHz instead of the current 10 MHz.
-
- Which is better, ESDI or SCSI? A definitive answer is impossible. A look
- at what the industry is doing is no help either--it is a mixed bag. Some
- manufacturers supply only one type or the other, but most supply both,
- indicating that the market has shown no marked preference for one or the
- other. Selecting a high-performance, hard-disk interface is not as simple
- as deciding between ESDI or SCSI. Developers must determine which specific
-
-
-
-
-
-
- mass-storage implementation will work best in an individual operating
- environment, including the hardware, the network, the operating system,
- plans for future expansion, and so on. No simple task, but then, progress
- and simplicity seldom go hand-in-hand.
-
- ---------------------------------------------------------------------------
-
- SCSI II IS DUE
- An ANSI committee is currently working on the final draft of the standard
- for SCSI II, known officially as X3T9.2/86-109. ANSI intends for this new
- standard to remain hardware- and software-compatible with the cur- rent
- SCSI standard (SCSI I), while at the same time offering dramatic
- improvements in speed and capabilities. One indication of the magnitude of
- changes suggested to the current standard is the sheer size of the draft
- document--more than 500 pages, compared with 212 for SCSI I.
-
- In SCSI II, major hardware changes are made in the bus width and maximum
- data-transfer speed. SCSI II remains compatible with SCSI I's 8-bit data
- path, but also offers 16- and 32-bit data paths. Maximum data- transfer
- rate is increased to more than 10MB per second, up from 3MB to 4MB per
- second, the maximum currently possible.
-
- Another important addition is command queuing, which permits multiple
- commands to be sent at one time to a single SCSI bus target. This saves
- time because a device can parse a second command while the previous one is
- executing. The new standard also contains a SCSI command set specifically
- for CD-ROMs. These devices have been difficult to program because, unlike
- disk drives, they do not have a consistent data block size. Other
- improvements include enhanced automatic configuration capabilities and
- improvements in the copy commands (which in SCSI I sometimes operate
- improperly when copying between devices with different block sizes).
-
- Many SCSI features that are now specific to particular implementations will
- become part of the SCSI II stan- dard. Once the new standard is approved
- and implemented, the industry will enjoy not only much better performance
- but, perhaps more importantly, a much higher degree of compatibility among
- manufacturers. If the present timetable is observed, final approval could
- come as early as the summer of 1989. --Peter G. Aitken
-
- ---------------------------------------------------------------------------
-
- Peter G. Aitken, Ph.D., is an assistant professor in the physiology
- department at the Duke University Medical Center in Durham, North Carolina,
- where he uses IBM PCs extensively in his research. As a freelance
- consultant and programmer, he has written and marketed laboratory software.
-
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